Broker Check


LPL is the leading independent brokerage firm in the United States. LPL provides unbiased research, leading-edge technology and non-proprietary products to independent financial advisors and financial institutions, positioning them as the premier providers of investment advice and services.

The principals of Haynes Barker Investment Management, LLC are registered representatives of LPL Financial. If a client chooses to implement our advice and strategies, our suggested brokerage firm will be LPL. LPL will provide custody of your assets, monthly account statement reporting, and quarterly performance reporting.

LPL's investment account assets are protected up to $100 million. LPL's SIPC membership provides account protection up to a maximum of $500,000, of which $100,000 may be in cash. For an explanatory brochure, please visit

Additionally, through Lloyds of London, LPL accounts have additional securities coverage of $99.5 million, subject to a $500 million aggregate firm limit. Please contact your registered representative or refer to for further information.

The account protection applies in the event a SIPC member firm fails financially and is unable to meet obligations to securities clients, but it does not protect against losses from the rise and fall in the market value of investments. This extensive coverage reflects a strong commitment to serving your investment needs.